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To implement the European Directives : UCITS, MiFID, Market Abuse, AIFM and the French laws and regulations issued by the AMF and the ACPR.

Passporting activities within the EU

Managing operational risks

Setting-up the permanent monitoring program

Writing policies and procedures

Implementing  recommendations from the Audit Department

Being the point of contact for the authorities in the context of their supervisory duties

Setting up and managing relationships with tied agents

Staff annual anti money laundering and market abuse training

Identifying regulatory obligations

Auditing your activites

Setting your risk map

Designing legal and regulatory solutions to secure your development

Contracting out your internal control and compliance obligations : RCCI/RCSI by delegation of authority

Filing accreditation application to the authorities

Drafting your regulatory conventions

Training your employees

Drafting your KIID/Prospectuses

Your needs

Our expertise

To contact us !

26, RUE SAINT DIDIER 75116 PARIS FRANCE  -  TEL. : + 33 (0) 9 54 09 94 69  -  FAX : + 33 (0) 9 59 09 94 69

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